SECURITIES LAWS & CAPITAL MARKET for CS Executive

Chapter 2                     Securities and Exchange Board of India (SEBI) Act, 1992

Chapter 3                     Securities Contracts (Regulation) Act, 1956

Chapter 4                     Depositories Act, 1996

Chapter 5                     Securities Market Intermediaries

Chapter 6                     Mutual Funds

Chapter 7                     Collective Investment Schemes

Chapter 8                     SEBI (Ombudsman) Regulations, 2003

Chapter 9                     SEBI (Issue of Sweat Equity) Regulations, 2002 – An Overview

Chapter 10                   Insider Trading

Chapter 11 (Part 1)      SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Listing Agreement

Chapter 11 (Part 2)      SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Corporate Governance

Chapter 11 (Part 3)      SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Additional Compliances

Chapter 12                   SEBI (Delisting of Equity Shares) Regulations, 2021

Chapter 13                   SEBI (Buy-Back of Securities) Regulations, 2018

Chapter 14                   SEBI (Share Based Employee Benefits) Regulations, 2014 — An Overview

Chapter 15                   SEBI (ICDR) Regulations, 2018 — (Issue of Securities)

Chapter 16                   Structure of Capital Market

Chapter 17                   Takeovers

Question Paper — December 2018

Question Paper — June 2019

Question Paper — December 2019

Question Paper — December 2020