Capital Market & Securities Laws (for CS Executive)

Contents of Capital Market & Securities Laws for CS Executive

Chapter 2                    Secondary Market in India

Chapter 3                    Securities Contracts (Regulation) Act, 1956

Chapter 4                    Securities and Exchange Board of India (SEBI) Act, 1992

Chapter 5                    Depositories Act, 1996

Chapter 6                    Securities Market Intermediaries

Chapter 7                    International Financial Services Centres Authority (IFSCA)

Chapter 8                    SEBI (ICDR) Regulations, 2018 (Issue of Securities)

Chapter 9                    SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021

Chapter 10                  Issue and Listing of Non-Convertible Securities

Chapter 11 (Part 1)    SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Listing Agreement

Chapter 11 (Part 2)    SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Corporate Governance

Chapter 11 (Part 3)    SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Additional Compliances

Chapter 12                  Takeovers

Chapter 13                  Insider Trading

Chapter 14                  Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market

Chapter 15                  SEBI (Delisting of Equity Shares) Regulations, 2021

Chapter 16                  SEBI (Buy-Back of Securities) Regulations, 2018

Chapter 17                  Mutual Funds

Chapter 18    Collective Investment Schemes